UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 C.F.R. 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 5 Corporate Governance and Management
Item 5.07 Submission of Matters to a Vote of Security Holders
Alico, Inc. (the “Company”) held its Annual Meeting of Shareholders on February 23, 2023. There were 7,592,937 shares of common stock entitled to be voted and 5,540,091 shares were voted in person or by proxy, thus a quorum was present. The following is a brief description of each matter voted upon at the Annual Meeting, as well as the final voting tally certified by the Company’s Inspector of
Elections with respect to each matter. A more complete description of each matter is set forth in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on January 17, 2023.
Proposal 1: The Company’s shareholders elected each of the Company’s eight nominees for director to hold office for the ensuing year, or until their respective successors are duly elected and qualified, as set forth below:
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FOR |
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AGAINST |
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ABSTAIN |
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BROKER NON-VOTES |
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John E. Kiernan |
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4,271,654 |
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92,011 |
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65,465 |
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1,110,961 |
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George R. Brokaw |
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4,277,525 |
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73,408 |
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78,197 |
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1,110,961 |
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Katherine R. English |
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3,654,809 |
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696,237 |
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78,084 |
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1,110,961 |
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Benjamin D. Fishman |
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3,881,297 |
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467,425 |
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80,408 |
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1,110,961 |
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W. Andrew Krusen, Jr. |
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4,271,887 |
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76,226 |
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81,017 |
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1,110,961 |
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Toby K. Purse |
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3,811,133 |
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537,553 |
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80,444 |
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1,110,961 |
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Adam H. Putnam |
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3,822,854 |
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525,729 |
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80,547 |
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1,110,961 |
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Henry R. Slack |
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3,124,981 |
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1,235,780 |
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68,369 |
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1,110,961 |
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Proposal 2: The Company’s shareholders voted in favor of ratifying the Audit Committee’s selection of RSM US LLP as the Company’s independent registered public accounting firm for fiscal year 2023, as set out below:
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AGAINST |
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ABSTAIN |
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BROKER NON-VOTES |
5,369,808 |
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86,087 |
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84,196 |
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0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: February 23, 2023 |
ALICO, INC. |
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By: |
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/s/ Perry Del Vecchio |
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Perry Del Vecchio |
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Chief Financial Officer |